A Bharadhwaj Investsmart Story - SIP STP & SWP

Building Futures

SIP for Kids, SWP for Dad, STP for Safety

At Bharadhwaj Investsmart, a comfortable blend of professionalism and warmth marked every client interaction. This morning, the discussion room had a familiar guest - Mr. Natesh, 56, a recently retired PSU officer - accompanied by his daughter Sangita, a 30-year-old marketing executive.

“I’ve received my retirement corpus,” Natesh began, “and I keep hearing these terms - SIP, STP, SWP. I understand they're mutual fund-related, but frankly, it’s all a bit confusing.”

“Perfectly normal,” said Vaidy, the senior advisor at the firm. “These are tools - each has its place in your financial journey. Let’s walk through them.”

Just then, Manoj, a junior team member, entered with a tray of tea. As he placed the cups, he couldn’t help but linger, his curiosity piqued by the topic.

Vaidy continued, “SIP stands for Systematic Investment Plan. This is where you invest a fixed amount every month into a mutual fund - usually equity, if your goal is long-term wealth creation. It helps you invest consistently without worrying about market timing.”

Sangita nodded. “I’ve been investing ₹10,000 a month through SIPs in a diversified equity fund. Feels disciplined.”

At this, Manoj, still by the side, spoke up, his eyes lighting up. “I’ve started two SIPs myself - one for my son’s higher education and another for my daughter’s wedding. Small amounts, but over time, they’ll add up. That’s the beauty of SIPs!”

Vaidy smiled, “Well said, Manoj. I remember us discussing about this when we started these SIPs - aligning SIPs with future goals. Now Natesh sir, since you have a lump sum, your best option might be an STP -  Systematic Transfer Plan. Here’s how it works: you park your funds in a liquid or low-risk fund and transfer a fixed amount every month to an equity fund. This way, you reduce the risk of entering the market all at once.”

Natesh leaned forward. “So it’s like a SIP, but using my existing lump sum?”

“Correct,” said Vaidy. “You’re building equity exposure gradually.”

“And what about income generation?” asked Sangita. “Dad will need some regular cash flow.”

“That’s where SWP - Systematic Withdrawal Plan comes in,” Vaidy explained. “You invest the corpus in a suitable mutual fund - say a balanced advantage or conservative hybrid fund - and withdraw a fixed amount monthly, quarterly, or annually. It can work like a pension.”

Natesh looked thoughtful. “But will the principal remain safe?”

“That depends on how much you withdraw and how the fund performs. If the return rate covers or exceeds your withdrawal rate, the capital remains intact - or may even grow.”

Sangita smiled. “I like how each of these tools has a role - SIP for saving, STP for transitioning, SWP for living.”

Vaidy raised his cup in agreement. “That’s the essence. They’re like gears in your financial engine - choose the right one based on where you’re headed.”

The content made available in this article is for general informational purposes only. While every effort has been made to ensure the accuracy and completeness of the content, it should not be considered as a substitute for professional consultation. 

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